On November 2, 2021, Julie Riewe of Debevoise’s White Collar & Regulatory Defense Group and Christopher Ford and HJ Brehmer of Debevoise’s Data Strategy & Security Group hosted an engaging webcast on the Securities and Exchange Commission’s enforcement actions, guidance, and proposed rule-making in 2021.  Topics included:

  • The SEC’s proposed cybersecurity disclosure and reporting requirements;
  • Key takeaways from the SEC’s 2021 enforcement actions against investment advisers and broker-dealers under Regulation S-P; and
  • Insights on exams and enforcement as we look to 2022.

To register for an on-demand version of the Webcast, please click here

Author

Julie M. Riewe is a litigation partner and a member of Debevoise's White Collar & Regulatory Defense Group. Her practice focuses on securities-related enforcement and compliance issues and internal investigations, and she has significant experience with matters involving private equity funds, hedge funds, mutual funds, business development companies, separately managed accounts and other asset managers. She can be reached at jriewe@debevoise.com.

Author

Christopher S. Ford is an associate in Debevoise's Litigation Department who is a member of the firm’s Intellectual Property Litigation group and Data Strategy & Security practice. He can be reached at csford@debevoise.com.

Author

H Jacqueline Brehmer is a Debevoise litigation associate and a member of the Data Strategy & Security Practice Group. She can be reached at hjbrehmer@debevoise.com.