On November 2, 2021, Julie Riewe of Debevoise’s White Collar & Regulatory Defense Group and Christopher Ford and HJ Brehmer of Debevoise’s Data Strategy & Security Group hosted an engaging webcast on the Securities and Exchange Commission’s enforcement actions, guidance, and proposed rule-making in 2021. Topics included:
- The SEC’s proposed cybersecurity disclosure and reporting requirements;
- Key takeaways from the SEC’s 2021 enforcement actions against investment advisers and broker-dealers under Regulation S-P; and
- Insights on exams and enforcement as we look to 2022.
To register for an on-demand version of the Webcast, please click here.