On Tuesday, March 21, 2023, Julie Riewe, Kristin Snyder and Charu Chandrasekhar from our White Collar & Regulatory Defense Group, Jeff Robins from our Banking Group, and Avi Gesser and Erez Liebermann from our Data Strategy and Security Group hosted a webcast discussing the SEC’s proposed cybersecurity rules for registered investment advisers and funds, broker-dealers, and other major market participants and the SEC’s proposed amendments to Reg S-P.
This webcast covered:
- The SEC’s proposed cybersecurity rules for RIAs and BDs and S-P amendments
- Lessons learned from recent SEC cybersecurity exams and enforcement trends
- Getting ready for compliance with the rules
If you would like to listen to the on-demand recording, please click here.
The cover art used in this blog post was generated by DALL-E.