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Webcast: Getting Ready for the New SEC Cyber Rules for RIAs and BDs

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On Tuesday, March 21, 2023, Julie Riewe, Kristin Snyder and Charu Chandrasekhar from our White Collar & Regulatory Defense Group, Jeff Robins from our Banking Group, and Avi Gesser and Erez Liebermann from our Data Strategy and Security Group hosted a webcast discussing the SEC’s proposed cybersecurity rules for registered investment advisers and funds, broker-dealers, and other major market participants and the SEC’s proposed amendments to Reg S-P.

This webcast covered:

  • The SEC’s proposed cybersecurity rules for RIAs and BDs and S-P amendments
  • Lessons learned from recent SEC cybersecurity exams and enforcement trends
  • Getting ready for compliance with the rules

If you would like to listen to the on-demand recording, please click here.

The cover art used in this blog post was generated by DALL-E.

Author

Avi Gesser is Co-Chair of the Debevoise Data Strategy & Security Group. His practice focuses on advising major companies on a wide range of cybersecurity, privacy and artificial intelligence matters. He can be reached at agesser@debevoise.com.

Author

Erez is a litigation partner and a member of the Debevoise Data Strategy & Security Group. His practice focuses on advising major businesses on a wide range of complex, high-impact cyber-incident response matters and on data-related regulatory requirements. Erez can be reached at eliebermann@debevoise.com

Author

Julie M. Riewe is a litigation partner and a member of Debevoise's White Collar & Regulatory Defense Group. Her practice focuses on securities-related enforcement and compliance issues and internal investigations, and she has significant experience with matters involving private equity funds, hedge funds, mutual funds, business development companies, separately managed accounts and other asset managers. She can be reached at jriewe@debevoise.com.

Author

Jeffrey L. Robins is a corporate partner and a member of the Debevoise Banking Group. His practice focuses on representing broker-dealers, swap dealers, banks, securities exchanges, industry associations and buy-side institutions in regulatory and transactional matters. He can be reached at jlrobins@debevoise.com.

Author

Kristin Snyder is a litigation partner and member of the firm’s White Collar & Regulatory Defense Group. Her practice focuses on securities-related regulatory and enforcement matters, particularly for private investment firms and other asset managers.

Author

Charu A. Chandrasekhar is a litigation partner based in the New York office and a member of the firm’s White Collar & Regulatory Defense and Data Strategy & Security Groups. Her practice focuses on securities enforcement and government investigations defense and cybersecurity regulatory counseling and defense.

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