The Data Strategy and Security team at Debevoise & Plimpton LLP has authored the Practising Law Institute’s 2023 edition of the Privacy Law Answer Book, a user-friendly guide to the laws and…
Announcement
The Data Strategy and Security team at Debevoise & Plimpton LLP has authored the Practising Law Institute’s 2023 edition of the Privacy Law Answer Book, a user-friendly guide to the laws and…
On January 10, 2023, the Financial Industry Regulatory Authority (“FINRA”) published its 2023 Report on FINRA’s Examination and Risk Monitoring Program (the “Report”), which is intended to provide member firms…
On December 5, 2022, the Securities and Exchange Commission (the “SEC”) Division of Examinations (“EXAMS”) published a Risk Alert providing observations from recent examinations relating to investment adviser and broker-dealers’…
On November 9, 2022, the New York Department of Financial Services (the “NYDFS”) announced the publication of the official proposed amendments to its 2017 Cybersecurity Regulation 23 NYCRR 500 (the “Proposed Amendments”). The 60-day…
On Friday, November 18, 2022 at 10:30AM ET, Eric Dinallo, Avi Gesser, Erez Liebermann, Caroline Novogrod Swett, and Johanna Skrzypczyk participated in a webcast examining the new draft amendments to…
On November 9, 2022, the New York Department of Financial Services (“NYDFS”) announced the publication of the official proposed amendments to its 2017 Cybersecurity Regulation 23 NYCRR 500 (“Proposed Amendments”).…
Key takeaways this October include: Facial Recognition: Businesses face continued challenges in establishing GDPR-compliant facial recognition technology, including those with no presence in the EEA, after the French CNIL fined…
On 24 October 2022, the UK Information Commissioner’s Office (“ICO”) fined Interserve Group Limited £4.4 million for failing to implement appropriate technical and organisational measures to safeguard 113,000 individuals’ personal…
European Data Protection Roundup – September 2022 Key takeaways this September include: Google Analytics: Continue to assess carefully the use of Google Analytics. The Danish Data Protection Agency became the…
On September 20, 2022, the SEC announced settled charges and the imposition of a $35 million penalty against a dually registered investment adviser and broker-dealer (the “Firm”) for violations of Regulation…