On December 9, 2025, FINRA released its 2026 FINRA Annual Regulatory Oversight Report (the “2026 Report”). The 2026 Report contains a standalone section on Generative AI (“GenAI”) that substantially expands…
Why Agentic AI Often Fails and the Enduring Value of Human Judgment (11/4/2025) We’ve been doing a lot of work recently on agentic AI workflows. In this post, we share…
We’ve been doing a lot of work recently on agentic AI workflows, so it’s time to share some of our thinking on how to assess their risks and benefits. The…
On December 19, 2024, the U.S. Department of Treasury (“Treasury”) released a report on The Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector (the “Report”). The…