Robert B. Kaplan – Debevoise Data Blog

Artificial Intelligence

Top 10 SEC Cyber/AI Blog Posts for 2024

By: Andrew J. Ceresney, Charu A. Chandrasekhar, Luke Dembosky, Avi Gesser, Eric T. Juergens, Arian June, Robert B. Kaplan, Erez Liebermann, Sheena Paul, Benjamin R. Pedersen, Marc Ponchione, Jeff Robins, Paul Rodel, Julie M. Riewe, Kristin Snyder, Jonathan R. Tuttle, Phil Fortino, Matt Kelly, Anna Moody, Stephan J. Schlegelmilch, Johanna Skrzypczyk, Suchita Mandavilli Brundage, Kelly Donoghue, Andreas A. Glimenakis, Alice Gu, John Jacob, Gabriel Kohan, Talia Lorch, Ciera Mandelsberg, Noah L. Schwartz, Ned Terrace and Mengyi Xu December 12, 2024

As we approach the end of the year, here are the Top 10 SEC Cyber/AI posts on the Debevoise Data Blog in 2024 by page views. If you are not…

AI Enforcement Starts with Washing: The SEC Charges its First AI Fraud Cases

By: Andrew J. Ceresney, Charu A. Chandrasekhar, Avi Gesser, Arian June, Robert B. Kaplan, Julie M. Riewe, Jeff Robins, Kristin Snyder, Jonathan R. Tuttle, James Amler, Phil Fortino, Matt Kelly, Anna Moody, Stephan J. Schlegelmilch, Gabriel Kohan and Corey Goldstein March 19, 2024

On March 18, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced settled charges against two investment advisers, Delphia (USA) Inc. (“Delphia”) and Global Predictions Inc. (“Global Predictions”) for making…

SEC Proposes Rule to Eliminate or Neutralize Conflicts of Interest in the Use of “Predictive Data Analytics” Technologies

By: Andrew J. Ceresney, Charu A. Chandrasekhar, Avi Gesser, Robert B. Kaplan, Marc Ponchione, Julie M. Riewe, Jeff Robins, Kristin Snyder, Matt Kelly, Gary Murphy, Sheena Paul, Jarrett Lewis, Catherine Morrison and Mengyi Xu August 14, 2023

On July 26, 2023, the U.S. Securities and Exchange Commission (“SEC”) issued proposed rules (the “Proposed Rules”) that would require broker-dealers and investment advisers (collectively, “firms”) to evaluate their use…