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On December 9, 2025, FINRA released its 2026 FINRA Annual Regulatory Oversight Report (the “2026 Report”). The 2026 Report contains a standalone section on Generative AI (“GenAI”) that substantially expands…

Why Agentic AI Often Fails and the Enduring Value of Human Judgment (11/4/2025) We’ve been doing a lot of work recently on agentic AI workflows. In this post, we share…

The Rise of AI-Driven Investing in Retail Finance Generative artificial intelligence (“GenAI”) innovations are rapidly transforming the formulation, analysis, and delivery of investment advice. Many broker-dealers and investment advisers are…

In recent blog posts, we provided a quick guide on which AI models should be used for which legal tasks (e.g., research vs. writing vs. image generation). We will be…