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On March 18, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced settled charges against two investment advisers, Delphia (USA) Inc. (“Delphia”) and Global Predictions Inc. (“Global Predictions”) for making…

The SEC’s new cybersecurity rules for public companies became effective on December 18, 2023. The rules require disclosure of a cybersecurity event within four business days of a determination that it…